DFX Intelligence
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Registered advisor
M•••••• E••••• S••••••
Feed of 09/14/2026
At current firm
12 y
since Aug 12, 2014
In the industry
17 y
since Jul 9, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 12, 2014 · Columbia, Md
- M•• S••••••••• I••• unclassifiedAug 23, 2012 to Jun 27, 2014 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Jun 27, 2014, registered Aug 12, 2014 (46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address