DFX Intelligence
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Registered advisor
F•••• M•••••• I••••
Feed of 09/14/2026
At current firm
7 y
since Jan 29, 2019
In the industry
16 y
since Apr 16, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•• F••••••••• L••• state registered currentsince Jan 29, 2019 · Oak Brook, Il
- J••• M••••• S••••••••• L•• wirehouseJul 8, 2011 to May 15, 2012 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerApr 21, 2010 to Jul 14, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to F•• F••••••••• L•••left May 15, 2012, registered Jan 29, 2019 (2450 days) · Wirehouse to a state-registered adviser
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Jul 14, 2011, registered Jul 8, 2011 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address