DFX Intelligence
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Registered advisor
C•••••• L••• D••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••• L••• H••••••••• L••• H••••••••
At current firm
11 y
since Dec 19, 2014
In the industry
16 y
since Feb 5, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 19, 2014 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 18, 2011 to Dec 5, 2014 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to V••••••• A•••••••• I•••left Dec 5, 2014, registered Dec 19, 2014 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address