DFX Intelligence
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Registered advisor
L••••• D••• M•••••
Feed of 09/14/2026
Also filed as L••••• D••• M••••••••• M•••••
At current firm
6 y
since Oct 15, 2019
In the industry
15 y
since Jan 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Associate Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 15, 2019 · Fort Wayne, In
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 22, 2018 to Jan 11, 2019 · Muncie, In
- E••••• J•••• national BDMay 24, 2011 to Feb 9, 2018 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Jan 11, 2019, registered Oct 15, 2019 (277 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to C••••• I••••••••• A••••••• L••left Feb 9, 2018, registered Feb 22, 2018 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address