DFX Intelligence
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Registered advisor
H•••••• F• C•••••••
Feed of 09/15/2026
Also filed as H•••••• F•••• C••••••••• F• C•••••••
At current firm
3 y
since Aug 11, 2023
In the industry
14 y
since Jun 15, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 11, 2023 · Fairlawn, Oh
- E••••• J•••• national BDNov 8, 2013 to Aug 21, 2023 · Fairlawn, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 19, 2012 to Oct 4, 2013 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Aug 21, 2023, registered Aug 11, 2023 (-10 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Oct 4, 2013, registered Nov 8, 2013 (35 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedAug 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address