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Feed of 09/15/2026
Also filed as V••••••• S••• L••••••••• I• S•••
At current firm
7 y
since Jun 19, 2019
In the industry
17 y
since Sep 11, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 19, 2019 · Pacifica, Ca
- M••••• S•••••• wirehouseMar 12, 2012 to Jul 10, 2017 · Menlo Park, Ca
- W•••••• • R••• formerSep 14, 2009 to Jan 13, 2012 · Concord, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to M••••• S••••••left Jan 13, 2012, registered Mar 12, 2012 (59 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address