DFX Intelligence
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Feed of 09/14/2026
Also filed as T•••••• P••• S••••••
At current firm
4 y
since May 9, 2022
In the industry
16 y
since May 7, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 9, 2022 · Denver, Co
- W•••••• • R••• formerMay 7, 2010 to Dec 21, 2010 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to M••••• S••••••left Dec 21, 2010, registered May 9, 2022 (4157 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address