DFX Intelligence
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Registered advisor
A•••••• T• C••••••
Feed of 09/14/2026
Also filed as A•••••• T••••••• C••••••••• C••••••
At current firm
6 y
since Sep 4, 2020
In the industry
14 y
since Sep 5, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 4, 2020 · Lawrenceville, Nj
- U•• F•••••••• S••••••• I••• wirehouseJun 17, 2014 to Sep 15, 2020 · Weehawken, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 6, 2012 to Jun 16, 2014 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 15, 2020, registered Sep 4, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jun 16, 2014, registered Jun 17, 2014 (1 day) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address