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Registered advisor
S••••• S••••• B•••••
Feed of 09/15/2026
Also filed as S•• B••••••••• S• B•••••
At current firm
11 y
since Feb 27, 2015
In the industry
14 y
since Dec 9, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 27, 2015 · Short Hills, Nj
- M•• F•••••••• S•••••••• I••• formerOct 11, 2013 to Dec 23, 2014 · Warwick, Ri
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 23, 2014, registered Feb 27, 2015 (66 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address