DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• R••• F••••
Feed of 09/14/2026
Also filed as T•••••• R••• F••••••••• R••• G•••••• F••••
At current firm
5 y
since Aug 25, 2021
In the industry
16 y
since Nov 24, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 25, 2021 · St. Louis, Mo
- W•••••• • R••• formerNov 24, 2009 to Mar 12, 2010 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to E••••• J••••left Mar 12, 2010, registered Aug 25, 2021 (4184 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address