DFX Intelligence
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Registered advisor
M•••••• J• G••••
Feed of 09/14/2026
At current firm
11 y
since Jan 2, 2015
In the industry
16 y
since Oct 2, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 2, 2015 · Phoenix, Az
- E••••• J•••• national BDOct 21, 2009 to Sep 19, 2011 · Billings, Mt
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Sep 19, 2011, registered Jan 2, 2015 (1201 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address