DFX Intelligence
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Registered advisor
B••••••• P•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B••••••• D••••• K••••• P•••••
At current firm
14 y
since Nov 7, 2011
In the industry
16 y
since Jun 3, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Nov 7, 2011 · Shelbyville, In
- W•••••• • R••• formerMay 14, 2011 to Jun 28, 2011 · Charleroi, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to E••••• J••••left Jun 28, 2011, registered Nov 7, 2011 (132 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address