DFX Intelligence
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Registered advisor
C•••• D•••• S•••••
Feed of 09/15/2026
Also filed as C•••• S••••••••• D•••• S••••••••• D•••• S•••••
At current firm
12 y
since Nov 4, 2013
In the industry
17 y
since Feb 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 4, 2013 · Minneapolis, Mn
- W•••••• • R••• formerJun 17, 2010 to Feb 28, 2011 · Lake Elmo, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to W•••• F•••• A•••••••left Feb 28, 2011, registered Nov 4, 2013 (980 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address