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Registered advisor
J••••• M•••••• M•••••••
Feed of 09/14/2026
At current firm
14 y
since Jan 11, 2012
In the industry
16 y
since Dec 22, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 11, 2012 · San Francisco, Ca
- C•••• I••••••••• S••••••• C•••• formerJun 8, 2011 to Dec 22, 2011 · Santa Rosa, Ca
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 4, 2010 to Nov 17, 2010 · Redding, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to M••••• S••••••left Dec 22, 2011, registered Jan 11, 2012 (20 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to C•••• I••••••••• S••••••• C••••left Nov 17, 2010, registered Jun 8, 2011 (203 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address