DFX Intelligence
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Feed of 09/14/2026
Also filed as T••• B•••••
At current firm
9 y
since Jun 9, 2017
In the industry
16 y
since Dec 31, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 9, 2017 · Tukwila, Wa
- U••• B•••••• I••••••••• I••• formerDec 16, 2013 to Jun 15, 2017 · Bellevue, Wa
- E••••• J•••• national BDJan 4, 2010 to Dec 17, 2013 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to E••••• J••••left Jun 15, 2017, registered Jun 9, 2017 (-6 days) · Other
- E••••• J•••• to U••• B•••••• I••••••••• I•••left Dec 17, 2013, registered Dec 16, 2013 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address