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Registered advisor
C•••••••• T•••••• B•••••
Feed of 09/14/2026
Also filed as C•••••••• L• T••••••
At current firm
8 y
since Jul 11, 2018
In the industry
15 y
since Oct 19, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 11, 2018 · Chattanooga, Tn
- U•• F•••••••• S••••••• I••• wirehouseOct 24, 2011 to Mar 7, 2017 · Chattanooga, Tn
- W•••• F•••• A••••••• wirehouseOct 20, 2010 to Oct 27, 2011 · Chattanooga, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Oct 27, 2011, registered Oct 24, 2011 (-3 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address