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Registered advisor
W•••••• B••••••• H••••••
Feed of 09/14/2026
Also filed as B••••• H••••••••• B••••••• H••••••••• B••••••• H••••••
At current firm
9 y
since Jun 9, 2017
In the industry
16 y
since May 11, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 9, 2017 · Huntsville, Al
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jun 21, 2017 · Huntsville, Al
- M••••• K••••• • C••••••• L•• formerMar 9, 2012 to Feb 13, 2013 · Huntsville, Al
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Jun 21, 2017, registered Jun 9, 2017 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address