DFX Intelligence
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Registered advisor
L•••• V••••• L•••
Certified Financial Planner
Feed of 09/21/2026
Also filed as L•••• V••••• P••••••••• V••••• P••••••••• V• P••••••••• V• L•••
At current firm
15 y
since Apr 6, 2011
In the industry
16 y
since Feb 1, 2010 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 6, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
- ••• LockedSep 20, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address