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Registered advisor
M•••••• J•••• T••••••
Feed of 09/15/2026
At current firm
7 y
since Mar 1, 2019
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 1, 2019 · Hanover, Nh
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 9, 2013 to Nov 27, 2018 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to A••••• A•• P••••••• S•••••••left Nov 27, 2018, registered Mar 1, 2019 (94 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address