DFX Intelligence
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Registered advisor
D••••• J•••• H•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•• J•••• H•••••
At current firm
10 y
since Dec 15, 2015
In the industry
16 y
since May 10, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Dec 15, 2015 · Ladue, Mo
- R•••••• J•••• • A••••••••• I••• national BDMar 26, 2014 to Dec 15, 2015 · St Louis, Mo
- E••••• J•••• national BDMay 17, 2010 to Mar 28, 2014 · Ballwin, Mo
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to E••••• J••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to R•••••• J•••• • A••••••••• I•••left Mar 28, 2014, registered Mar 26, 2014 (-2 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address