DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••••••• C•••••• D•••• P••••••
Feed of 09/15/2026
Also filed as J••••••••• C•••••• D•••• P••••••••• P••••••
At current firm
1 y
since Aug 15, 2025
In the industry
16 y
since Jul 23, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 15, 2025 · New York, Ny
- B••• L••• C•••••• M••••••••• L•• unclassifiedJul 23, 2010 to Dec 31, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- B••• L••• C•••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 31, 2010, registered Aug 15, 2025 (5341 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address