DFX Intelligence
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Registered advisor
D••••• C•••••• H•••
Feed of 09/14/2026
Also filed as D••••• H•••
At current firm
11 y
since Dec 16, 2014
In the industry
16 y
since Aug 27, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 16, 2014 · Walnut Creek, Ca
- M•• F•••••••• S•••••••• I••• formerJan 9, 2012 to Dec 4, 2014 · Walnut Creek, Ca
- W•••••• • R••• formerAug 30, 2010 to Mar 11, 2011 · Napa, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 4, 2014, registered Dec 16, 2014 (12 days) · Other
- W•••••• • R••• to M•• F•••••••• S•••••••• I•••left Mar 11, 2011, registered Jan 9, 2012 (304 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address