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Registered advisor
M•••• P•••
Feed of 09/14/2026
Also filed as M•••• P• P••••••••• P••
At current firm
8 y
since Oct 18, 2017
In the industry
15 y
since Oct 25, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Oct 18, 2017 · Memphis, Tn
- M•• F•••••••• S•••••••• I••• formerSep 22, 2011 to Mar 25, 2017 · Metairie, La
- M••••• S•••••• wirehouseFeb 17, 2011 to Aug 24, 2011 · New Orleans, La
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Oct 18, 2017 (207 days) · corporate re-registration, not a move
- M••••• S•••••• to M•• F•••••••• S•••••••• I•••left Aug 24, 2011, registered Sep 22, 2011 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address