DFX Intelligence
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Registered advisor
J••••• H••• S•••••
Feed of 09/14/2026
Also filed as J••••• S•••••
At current firm
10 y
since Feb 19, 2016
In the industry
15 y
since Dec 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 19, 2016 · Glendale, Co
- E•••••••• A•••••••• L•• national BDDec 1, 2010 to Feb 18, 2011 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Feb 18, 2011, registered Feb 19, 2016 (1827 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address