DFX Intelligence
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Registered advisor
N••• M••• H••••
Feed of 09/14/2026
Also filed as N••• M••• H••••
At current firm
11 y
since Oct 16, 2014
In the industry
16 y
since Aug 13, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 16, 2014 · Everett, Wa
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 18, 2012 to Sep 5, 2014 · Bellevue, Wa
- E•••••••• A•••••••• L•• national BDAug 16, 2010 to Jan 12, 2012 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 5, 2014, registered Oct 16, 2014 (41 days) · Other
- E•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 12, 2012, registered Jan 18, 2012 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address