DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• E••••• M••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as J••••• M••••••
At current firm
3 y
since Jun 29, 2023
In the industry
16 y
since Aug 6, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Sparks, Nv
- U••• B•••••• I••••••••• I••• formerAug 12, 2013 to Oct 19, 2018 · Reno, Nv
- E••••• J•••• national BDAug 9, 2010 to Aug 5, 2013 · Sparks, Nv
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Oct 19, 2018, registered Jun 29, 2023 (1714 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to U••• B•••••• I••••••••• I•••left Aug 5, 2013, registered Aug 12, 2013 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address