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Registered advisor

J•••• S• O•••••

P••• A••••• S••••••••• L••BD affiliatedLas Vegas, Nv dual registrantIAPD 5813908
Feed of 09/19/2026
Also filed as J•••• O•••••
At current firm
14 y
since Jan 12, 2012
In the industry
16 y
since Apr 1, 2010 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    • ••• Locked
      Sep 18, 2026 · New state registration · fact
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Broker-dealer affiliated wealth managerderived
    Years in industry
    16derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address