DFX Intelligence
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Registered advisor
B•••• M• S••••••••
Feed of 09/14/2026
Also filed as B•••• M•••••• S••••••••• M• S••••••••
At current firm
5 y
since Apr 9, 2021
In the industry
15 y
since Nov 4, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Apr 9, 2021 · Milwaukee, Wi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 24, 2014 · Boise, Id
- C•••• I••••••••• S••••••• C•••• formerOct 4, 2011 to Oct 1, 2012 · Boise, Id
- E•••••••• A•••••••• L•• national BDNov 10, 2010 to Dec 15, 2010 · Eagle, Id
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 24, 2014, registered Apr 9, 2021 (2451 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left Dec 15, 2010, registered Oct 4, 2011 (293 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address