DFX Intelligence
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Feed of 09/15/2026
Also filed as P•• H•••
At current firm
5 y
since Dec 14, 2020
In the industry
16 y
since Jul 2, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Dec 14, 2020 · Plano, Tx
- C••••••••• F•••••••• A•••••••• L•• unclassifiedJul 30, 2010 to Dec 31, 2014 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• A•••••••• L•• to F••••• I•••••••••left Dec 31, 2014, registered Dec 14, 2020 (2175 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address