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J••••• M• R•••••••
As of · the IAPD feed; also filed as J••••• M•••••• R•••••••
- At current firm
- 3 y
- In the industry
- 24 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 4, 2023
As of · the IAPD feed; also filed as J••••• M•••••• R•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 4, 2023 · Frederick, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 11, 2012 to Feb 28, 2014 · Frederick, Md
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to T••••• A••••••• S•••••••• I•••left Feb 28, 2014, registered Jan 4, 2023 (3232 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address