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Registered advisor
J••••••••• A•••••••
Feed of 09/14/2026
Also filed as J••••• C••••••••• L•• C••••••••• C•••••
At current firm
7 y
since Sep 3, 2019
In the industry
15 y
since Jul 21, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 3, 2019 · Garden City, Ny
- U•• F•••••••• S••••••• I••• wirehouseOct 13, 2015 to Sep 2, 2019 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 2, 2019, registered Sep 3, 2019 (1 day) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address