DFX Intelligence
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Registered advisor
P••••• R••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as P••••• R••••• T••••••••• R• T••••••••• T••••••••• R•• T•••••
At current firm
2 y
since Sep 14, 2024
In the industry
15 y
since Mar 24, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Sep 14, 2024 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDJun 20, 2011 to Jan 10, 2024 · Indianapolis, In
- W•••••• • R••• formerMar 25, 2011 to Apr 19, 2011 · Charleroi, Pa
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Jan 10, 2024, registered Sep 14, 2024 (248 days) · channel change inside one enterprise, not a move
- W•••••• • R••• to C•••••• S••••• • C••• I•••left Apr 19, 2011, registered Jun 20, 2011 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address