DFX Intelligence
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Registered advisor
M•••••• D•••• M•••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as M••• D•••• M••••••••• D•••• M••••••••• D• M••••••••• M•••••••
At current firm
1 y
since Jun 19, 2025
In the industry
15 y
since Oct 11, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 19, 2025 · New York, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedAug 23, 2013 to Oct 9, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 17, 2012 to Aug 12, 2013 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Aug 12, 2013, registered Aug 23, 2013 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address