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Registered advisor
C•••••••• W•••••
Feed of 09/14/2026
Also filed as C•••••••• D••••• W•••••
At current firm
6 y
since Jun 5, 2020
In the industry
15 y
since Nov 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 5, 2020 · Westlake, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 18, 2019 to Aug 23, 2019 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 18, 2013 to Jun 29, 2018 · Fort Worth, Tx
- T• A••••••••• I••• formerOct 18, 2013 to Jan 11, 2019 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Aug 23, 2019, registered Jun 5, 2020 (287 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 11, 2019, registered Jun 18, 2019 (158 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 29, 2018, registered Oct 18, 2013 (-1715 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address