DFX Intelligence

RIA Intelligence

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Channel change (one enterprise)

8 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Daryl RushFt Worth, TxJun 23, 2018Aug 31, 2015
Christina WillisSouthlake, TxJun 29, 2018Oct 18, 2013
Christopher Benedict LeottaSouthlake, TxJun 29, 2018Nov 12, 2013
Francisco Santana RuizFort Worth, TxJun 29, 2018Oct 24, 2012
Kurtis FreemanSouthlake, TxJun 29, 2018Sep 28, 2011
Drew DavisFort Worth, TxJul 12, 2018Jun 21, 2017
Douglas Irl GrahamFort Worth, TxJul 20, 2018Sep 13, 2016
Ignacio RuizFort Worth, TxJul 23, 2018Aug 31, 2016
The rule
Registrations ended
Jun 23, 2018 to Jul 23, 2018
Registered next
Sep 28, 2011 to Jun 21, 2017
Branch state
TX
Cities
3, most in Fort Worth, Tx
Registered there that day
1,516 (people still on IAPD; an estimate)
Share of that headcount
0.5%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape
Other teams out of T• A••••••••• I••••••••• M••••••••• L••Other teams into T• A••••••••• I•••