DFX Intelligence
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Registered advisor
T••••• M•••••• H•••
Feed of 09/14/2026
Also filed as T••••• H•••
At current firm
3 y
since Jun 29, 2023
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Great Falls, Mt
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 24, 2013 to Jun 9, 2021 · Great Falls, Mt
- W•••••• • R••• formerSep 28, 2011 to Dec 23, 2013 · Great Falls, Mt
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- W•••••• • R••• to V••• F•••••••• A•••••••• I•••left Dec 23, 2013, registered Dec 24, 2013 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address