DFX Intelligence
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Registered advisor
D••••••• B••••••• B•••••
Feed of 09/14/2026
Also filed as D••••••• H••••••
At current firm
11 y
since Oct 16, 2014
In the industry
14 y
since Feb 13, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 16, 2014 · Salt Lake City, Ut
- M••••• S•••••• wirehouseApr 16, 2012 to Oct 20, 2014 · South Jordan, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 20, 2014, registered Oct 16, 2014 (-4 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address