DFX Intelligence
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Registered advisor
N••••••• W•••••• G••••••
Feed of 09/14/2026
At current firm
11 y
since Feb 5, 2015
In the industry
14 y
since Nov 14, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 5, 2015 · Fort Myers, Fl
- P••• A••••• S••••••••• L•• BD affiliatedJan 9, 2013 to Dec 31, 2014 · Fort Myers, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 16, 2011 to Sep 4, 2012 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2014, registered Feb 5, 2015 (36 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••left Sep 4, 2012, registered Jan 9, 2013 (127 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address