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Registered advisor
S•••• S••••• V•••••••••
Feed of 09/24/2026
Also filed as S•••• V••••••••• S• V••••••••• S••••• V••••••••• V•••••••••
At current firm
0 y
since Sep 23, 2026
In the industry
15 y
since Mar 17, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• T•••• F•••••••• G•••• state registered currentsince Sep 23, 2026 · Spokane Valley, Wa
- E•••••• G•••• I•• state registeredSep 5, 2024 to May 14, 2026 · Wenatchee, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 9, 2021 to Apr 25, 2022 · Liberty Lake, Wa
- P•••• S••••••••• L•• no RAUMApr 8, 2021 to Jul 1, 2021 · Mercer Island, Wa
- W•••• F•••• A••••••• wirehouseJan 5, 2017 to Nov 5, 2020 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- E•••••• G•••• I•• to S••••• T•••• F•••••••• G••••left May 14, 2026, registered Sep 23, 2026 (132 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• G•••• I••left Apr 25, 2022, registered Sep 5, 2024 (864 days) · Wirehouse to a state-registered adviser
- P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 1, 2021, registered Sep 9, 2021 (70 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to P•••• S••••••••• L••left Nov 5, 2020, registered Apr 8, 2021 (154 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address