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Registered advisor
S•••••• M•••••• W•••••••••
Feed of 09/14/2026
At current firm
10 y
since May 9, 2016
In the industry
15 y
since Apr 17, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince May 9, 2016 · Frederick, Md
- P•• W••••• M••••••••• BD affiliatedMay 19, 2014 to Feb 17, 2016 · Frederick, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 7, 2012 to Apr 18, 2014 · Frederick, Md
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to P•• W••••• M•••••••••left Apr 18, 2014, registered May 19, 2014 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address