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Registered advisor
M•••••• E•••••
Feed of 09/14/2026
Also filed as M•••••• C••••••••• K• C••••••••• E•••••
At current firm
12 y
since Oct 8, 2013
In the industry
13 y
since Oct 19, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 8, 2013 · Allentown, Pa
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 6, 2013 to Oct 7, 2013 · Bethlehem Township, Pa
- W•••• F•••• A••••••• wirehouseOct 22, 2012 to Feb 25, 2013 · Yardley, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Oct 7, 2013, registered Oct 8, 2013 (1 day) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 25, 2013, registered Mar 6, 2013 (9 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address