DFX Intelligence
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Registered advisor
R••••• M•••• W•••••
Feed of 09/15/2026
Also filed as R••••• M•••• P••••••
At current firm
13 y
since Jun 13, 2013
In the industry
14 y
since Sep 8, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 13, 2013 · West Des Moines, Ia
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 20, 2012 to Jun 14, 2013 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 14, 2013, registered Jun 13, 2013 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address