DFX Intelligence
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Registered advisor
K•••••• H••••• S•••
Feed of 09/14/2026
Also filed as K•••••• M•••• H••••••••• H• S•••
At current firm
6 y
since Jan 14, 2020
In the industry
15 y
since May 17, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 14, 2020 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseJul 14, 2014 to Oct 12, 2015 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Oct 12, 2015, registered Jan 14, 2020 (1555 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address