DFX Intelligence
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Registered advisor
M••••••• D• P••••
Feed of 09/15/2026
Also filed as M••••••• D••••••• M••••••••• D• M••••••
At current firm
3 y
since Jul 24, 2023
In the industry
15 y
since Aug 24, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 24, 2023 · Evergreen, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 10, 2014 to Jul 9, 2022 · Austin, Tx
- E•••••••• A•••••••• L•• national BDJan 28, 2014 to Oct 14, 2014 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Jul 9, 2022, registered Jul 24, 2023 (380 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 14, 2014, registered Oct 10, 2014 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJul 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address