DFX Intelligence
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Registered advisor
R••••• B••••••• H•••
Feed of 09/14/2026
Also filed as R••••• B••••••• H••• I••
At current firm
12 y
since Jul 11, 2014
In the industry
15 y
since Jul 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 11, 2014 · Frederick, Md
- M••••• S•••••• wirehouseJul 4, 2011 to Jul 7, 2014 · Frederick, Md
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 7, 2014, registered Jul 11, 2014 (4 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address