DFX Intelligence
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Registered advisor
B•••••• J• L••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWestlake Village, Cadual registrantIAPD 5918356
Feed of 09/14/2026
At current firm
3 y
since Dec 1, 2022
In the industry
11 y
since Nov 18, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 1, 2022 · Westlake Village, Ca
- M••••• S•••••• wirehouseJul 22, 2015 to Dec 13, 2022 · Rancho Sante Fe, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 18, 2014 to Jun 30, 2015 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 13, 2022, registered Dec 1, 2022 (-12 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 30, 2015, registered Jul 22, 2015 (22 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedDec 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address