DFX Intelligence
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Registered advisor
D•••• L•••• M••••••
Feed of 09/14/2026
At current firm
11 y
since Jul 2, 2015
In the industry
15 y
since Jul 11, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 2, 2015 · Oxford, Ms
- W•••• F•••• A••••••• wirehouseJul 12, 2011 to Jul 6, 2015 · Oxford, Ms
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 6, 2015, registered Jul 2, 2015 (-4 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address