DFX Intelligence
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Registered advisor
J••••• L•••••• Y•••••
Feed of 09/15/2026
Also filed as J••••• L••••••• W••••••••• W••••••••• L•••••• W•••••••
At current firm
13 y
since Mar 28, 2013
In the industry
15 y
since Sep 15, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 28, 2013 · Bothell, Wa
- W•••••• • R••• formerApr 18, 2012 to Mar 8, 2013 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to C••••••••• F•••••••• N••••••left Mar 8, 2013, registered Mar 28, 2013 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address