DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• M••• W•••••••
Feed of 09/14/2026
Also filed as B•••• M••• W••••••••• W•••••••
At current firm
3 y
since Jun 7, 2023
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 7, 2023 · Bozeman, Mt
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 31, 2020 to Feb 1, 2024 · Bozeman, Mt
- U••• B•••••• I••••••••• I••• formerMay 16, 2017 to Sep 8, 2020 · Bozeman, Mt
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 3, 2013 to Sep 15, 2016 · Bozeman, Mt
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 1, 2024, registered Jun 7, 2023 (-239 days) · Wirehouse to wirehouse
- U••• B•••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 8, 2020, registered Aug 31, 2020 (-8 days) · Affiliated broker-dealer or bank to wirehouse
- N••••••••• M••••• I••••••••• S••••••••• to U••• B•••••• I••••••••• I•••left Sep 15, 2016, registered May 16, 2017 (243 days) · Other
Signals
- ••• LockedFeb 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address