DFX Intelligence
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Registered advisor
R••••• W•••••• B•••
Feed of 09/15/2026
Also filed as R••••• W• B••••••••• B••••••• W•••••• B••••••• W• B••••••• B•••
At current firm
3 y
since Apr 21, 2023
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 21, 2023 · Lancaster, Wi
- E••••• J•••• national BDSep 12, 2011 to May 16, 2023 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left May 16, 2023, registered Apr 21, 2023 (-25 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address